Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Shane Wilhelm (Wilhelm), previously associated with Fortune Financial Services, INC., has at least one disclosable event. These events include one regulatory event, alleging that Wilhelm recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on June 02, 2023.
Respondent Wilhelm failed to respond to FINRA requests for information.