Articles Tagged with Securian Financial Services

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bela Gajary (Gajary), previously associated with Securian Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Gajary recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on March 21, 2022.

Client alleges rep misrepresented policy at the time of sale in April 2016.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bruce Ellison (Ellison), previously associated with Securian Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ellison recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $30,000.00 on March 21, 2023.

An Equitable annuity was liquidated on 10/24/2021 at the recommendation of the representative. Representative failed to check on the gain in the annuity and the liquidation resulted in an unintended taxable event.

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