Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sean Muhlstein (Muhlstein), currently associated with Voya Financial Advisors, INC., has at least one disclosable event. These events include one customer complaint, alleging that Muhlstein recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on February 06, 2024.
Complainant alleges that Representative advised Complainant to include misleading and/or false information on an insurance application regarding Complainant’s employment status and income sources.