Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Syde (Syde), previously associated with Independent Financial Group, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Syde recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on March 23, 2022.
Allege that the representative was managing money in a Privately Managed Account that is not able to be located and, presumably was taken by the (now deceased) representative in question.