Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Schaul (Schaul), currently associated with Pinnacle Investments, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Schaul recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $40,000.00 on May 08, 2025.
Client alleges Mr. Schaul misrepresented the investment as a very safe fund that moved minimally. Based on this recent performance was not in line with the client’s expectations and as such the client states they have less capital than they initially invested.