Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Hagenbach (Hagenbach), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hagenbach recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on September 30, 2025.
The client alleged that previous distributions the advisor recommended in 2023 and 2024 from her variable annuity negatively impacted her future earnings and income potential.