Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scott Blackman (Blackman), previously associated with Emerson Equity LLC, has at least one disclosable event. These events include one customer complaint, alleging that Blackman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $60,000.00 on November 08, 2024.
Violations of federal securities laws, unlawful and fraudulent business practices, violations of the Colorado securities act, violation of Colorado consumer protection act, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence,