Articles Tagged with Scot Barringer

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scot Barringer (Barringer), previously associated with American Trust Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Barringer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $99,000.00 on December 30, 2025.

From April 2017 to November 2018 the customer alleges that their investment in GWG L Bonds was unsuitable for their investment profile and that material risks were misrepresented or omitted, resulting in losses following GWG\\u2019s bankruptcy. The arbitration is pending and will be updated as required.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scot Barringer (Barringer), previously associated with American Trust Investment Services, INC., has at least 3 disclosable events. These events include one customer complaint, 2 regulatory events, alleging that Barringer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on June 10, 2025.

Customer Alleges Breach of contract and warranties, promissory estoppel, violation of fraud and estate securities statutes and the deceptive trade practices act, intentional and negligent misrepresentations of material fact and statutes and the deceptive trade practices act, intentional and negligent misrepresentations of material fact and vicarious liability in conjunction with their purchase of GWG.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Scot Barringer (Barringer), currently associated with American Trust Investment Services, Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Barringer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $70,000.00 on September 07, 2024.

Suitability