Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sarabjeet Thapar (Thapar), currently associated with World Investments, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Thapar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on August 16, 2022.
Clients allege negligence, breach of contract, breach of fiduciary duty, unjust enrichment