Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sara Ng (Ng), previously associated with Primex, has at least one disclosable event. These events include one customer complaint, alleging that Ng recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $177,500.00 on April 08, 2022.
04-05-2016 IGF – 05-12-2016 GPB Misrepresentation and omission of facts