Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sanjeev Segan (Segan), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Segan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on April 24, 2023.
The customer alleges he was misled when he purchased a Variable Annuity in March 2023.