Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Erick Kuebler (Kuebler), currently associated with Sanders Morris LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kuebler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on December 09, 2025.
In December 2024, Sanders Morris acted solely in a limited agent/execution only capacity in connection with a private bond offering. Sanders Morris was not the issuer, underwriter, or seller of the securities.