Sanctuary Securities

There are Recent Customer Complaints with Broker Andrew Lewis in Firm Sanctuary Securities, INC.

March 8, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Lewis (Lewis), previously associated with Sanctuary Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Lewis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $763,322.10 on February 12, 2021.

Representative was named in a customer complaint that asserted the following causes of action: fraud and negligent misrepresentation.

Broker Lowry Bayley in Sanctuary Securities, INC. Firm Has Customer Complaint

December 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lowry Bayley (Bayley), previously associated with Sanctuary Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Bayley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on January 16, 2022.

Alleged failure to diversify customer’s account.

There are Recent Customer Complaints with Broker Lowry Bayley in Firm Sanctuary Securities, INC.

December 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lowry Bayley (Bayley), previously associated with Sanctuary Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Bayley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on January 16, 2022.

Alleged failure to diversify customer’s account.

There are Recent Customer Complaints with Broker Joel Freedman in Firm Sanctuary Securities, INC.

June 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joel Freedman (Freedman), currently associated with Sanctuary Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Freedman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,431,587.00 on January 24, 2024.

Client alleges, inter alia, that there were trades executed in his account that were unauthorized 2023-2024