Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Samuel Yawson (Yawson), currently associated with Citizens Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Yawson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on February 26, 2021.
This complaint did not meet our criteria for reporting and is only being reported now because of a Settlement of $17,758.53.