Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Fabio Filgueiras (Filgueiras), currently associated with Safra Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Filgueiras recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $19,186.00 on May 19, 2021.
Client alleged unauthorized trading and poor performance from 2019 through 2020.