Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Stoner (Stoner), previously associated with Fifth Third Securities, Inc., has at least one disclosable event. These events include one tax lien, alleging that Stoner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on August 02, 2024.
Respondent Stoner failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.