Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Herits (Herits), currently associated with Lincoln Investment, has at least one disclosable event. These events include one customer complaint, alleging that Herits recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,718.63 on September 21, 2022.
Client alleged that the representative failed to act upon instructions to liquidate.