Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Haag (Haag), currently associated with Private Client Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Haag recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on November 02, 2020.
Claimants allege that the registered representative recommended inappropriate investments and strategies that caused damage to the claimant’s estate.