Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Catlaw (Catlaw), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Catlaw recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $36,409.00 on January 06, 2025.
The customers allege they were not informed of the fees and charges related to the variable annuities they purchased in December 2022 and February 2023. The customer request to mitigate or recover the surrender charges assessed when they surrendered their contracts in January 2025.