Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Ainsworth (Ainsworth), currently associated with Northwestern Mutual Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ainsworth recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $465,000.00 on April 01, 2024.
The customer is alleging misrepresentation and Breach of Fiduciary Duty, Breach of Contract and Covenant of Good Faith and Fair Dealing, Breach of Contract and Negligent Misrepresentation.