Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Russell Fieger (Fieger), currently associated with Colorado Financial Service Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Fieger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $325,000.00 on November 07, 2024.
Customers allege breach of fiduciary duty, lack of suitability, impermissible overconcentration and misrepresentation & omission of material information related to the sale of an alternative investment in Direct Investment-DPP & LP Interests. Claim seeks $325,000.00 in damages and is currently under arbitration as of 10/03/2024. [REDACTED] is a client of Russell Fieger’s and did one oil and gas product on 02/04/2015 signed by [REDACTED] for $25,000.00. [REDACTED] lives in Kansas not Missouri. Russell Fieger has never met [REDACTED].