Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Roy Longoria (Longoria), currently associated with Sunbelt Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Longoria recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on November 04, 2025.
Client alleges that he was not informed that his bond could be sold (at a discount) prior to the maturity date.