Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rory Pinsky (Pinsky), currently associated with Cetera Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pinsky recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $26,000.00 on May 12, 2023.
Claimants allege that new account paperwork was completed without their authorization