Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ronald Hamilton (Hamilton), currently associated with Osaic Institutions, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hamilton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $35,000.00 on July 26, 2022.
Clients allege representative communicated that the annuity calendar year and the annuity benefit year were interchangeable.