Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ronald Gelok (Gelok), currently associated with Aag Capital, Inc, has at least one disclosable event. These events include one customer complaint, alleging that Gelok recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on August 28, 2023.
Client claimed not to understand indexed life insurance policy from Minnesota Life