Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Roman Petryszyn (Petryszyn), previously associated with Innovation Partners LLC, has at least one disclosable event. These events include one customer complaint, alleging that Petryszyn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on April 29, 2022.
Claimant alleges the RR recommended an unsuitable Oil & Gas investment.