Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rocco Maselli (Maselli), currently associated with Vcs Venture Securities, has at least one disclosable event. These events include one customer complaint, alleging that Maselli recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on September 14, 2023.
VIOLATIONS OF FEDERAL SECURITIES LAWS, VIOLATION OF NEW YORK CONSUMER PROTECTION ACT, BREACH OF CONTRACT, COMMON LAW FRAUD, BREACH OF FIDUCIARY DUTY, NEGLIGENCE AND GROSS NEGLIGENCE.