Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Wilson (Wilson), previously associated with American Equity Investment Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Wilson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on February 15, 2023.
On 3/22/2021 client purchased a $25,000 3-year and a $25,000 7-year bond with GWG Holdings Inc. GWG Holdings filed for Chapter 11 bankruptcy re-organization in April of 2022.