Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Webb (Webb), previously associated with Kalos Capital, INC., has at least one disclosable event. These events include one customer complaint, alleging that Webb recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on February 26, 2021.
Breach of contract, breach of fiduciary duty and violations of Florida securities statutes. Claimant is seeking an award in the amount of between $50,000 and $100,000, including all direct and/or consequential damages and statutory and/or punitive damages; plus interest and costs as provided by statute.