Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Stahler (Stahler), currently associated with Avantax Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Stahler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on April 23, 2024.
Customer alleged the timing of their 2021 Roth IRA conversion led to a lost opportunity of market growth.