Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Reich (Reich), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Reich recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on July 17, 2024.
The Customer alleged he received poor advice when he purchased variable annuities in November 2022, June 2023, and March 2024, which led to losses. The customer seeks a return of principal without surrender charges.