Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Martino (Martino), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Martino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $7,092.02 on April 09, 2025.
The client alleged that the advisor iformed them upon purchase that metlife stable value fund did not contain a market value adjustment fee; however, they were assessed a mva fee upon existing the fund within their 401k in 2024.