Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Ladino (Ladino), currently associated with Idb Capital Corp., has at least one disclosable event. These events include one customer complaint, alleging that Ladino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on October 06, 2020.
Customers alleged that in 2011 and 2013 RR recommended they purchase and hold foreign corporate bonds that were not suitable and did not diversify their accounts.