Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Dagosta (Dagosta), currently associated with IBN Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dagosta recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on May 31, 2023.
Allegations of unsuitable recommendations, failure to act in client best interest, misrepresentation and lack of due diligence