Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Campbell (Campbell), currently associated with Weild & CO., has at least one disclosable event. These events include one customer complaint, alleging that Campbell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $871,021.18 on October 16, 2020.
The plaintiff acting as the trustee of OneJet alleging excessive commissions.