Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Burpee (Burpee), previously associated with Burpee Del Simone Capital Markets LLC, has at least one disclosable event. These events include one customer complaint, alleging that Burpee recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on March 19, 2024.
Claimant alleges that investments made by his sister in 2013 and 2014 were unsuitable for her investment objectives and risk tolerance.