Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Alvarez (Alvarez), currently associated with Primus Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Alvarez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on April 17, 2023.
BREACH OF CONTRACT AND WARRANTIES, VIOLATION OF STATE SECURITIES STATUTES, VICARIOUS LIABILITY