Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robbyn Gayer (Gayer), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Gayer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $20,230.42 on May 06, 2024.
Time Frame: April 23rd, 2024\, \, What were the allegations against the individual? The Trustee alleges that the commissions were not disclosed and were excessive considering the fact that they paid their fee in the fee based account prior.