Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rikin Jobanputra (Jobanputra), currently associated with Joseph Gunnar & CO. LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Jobanputra recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on March 09, 2021.
Client alleges unsuitability