Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Webb (Webb), previously associated with Park Avenue Securities LLC, has at least one disclosable event. These events include one regulatory event, alleging that Webb recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on August 15, 2023.
Respondent Webb failed to respond to FINRA requests for information.