Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Jirinec (Jirinec), currently associated with PHX Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Jirinec recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,180,000.00 on December 18, 2025.
The Estate of deceased clients allege there were regulation best interest violations during the account period 06/01/2020 through 12/2022.