Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Hackett (Hackett), currently associated with B. Riley Wealth Management, has at least one disclosable event. These events include one customer complaint, alleging that Hackett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on September 30, 2025.
Client alleges RRs made unsuitable recommendations in Movano, Inc. (MOVE) and iShares Russian ETF (ERUS)