Articles Tagged with Richard Belz

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Belz (Belz), currently associated with R. F. Lafferty & Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Belz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $340,000.00 on March 10, 2025.

From June 2020 to December 2024 -Unsuitable Investments.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Richard Belz (Belz), currently associated with R. F. Lafferty & Co., Inc., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Belz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on September 16, 2024.

Unsuitability breach of fiduciary duty, misrepresntations of risk of trades in 2021 and 2022.