Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ricardo Armijo (Armijo), currently associated with Raymond James & Associates, INC., has at least one disclosable event. These events include one customer complaint, alleging that Armijo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on November 23, 2020.
Time Frame: January 09, 2012 to December 27, 2018 The client’s Attorney alleges irregularities in regards to not disclosing the fees on C shares.