Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Reginald Rabb (Rabb), currently associated with State Farm Vp Management Corp., has at least one disclosable event. These events include one customer complaint, alleging that Rabb recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a final customer complaint on April 14, 2023.
Customer believes that he husbands annuity signatures do not match the signature on the withdrawal request.