Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kimberly Neely (Neely), currently associated with Keystone Global / Redtail Capital Markets, LLC / Race Rock Capital LLC / Dalmore Group LLC / Mc Square Capital, LLC / Inx Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Neely recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $159,350.00 on September 25, 2025.
Customer alleges unsuitability, breach of contract and negligence on $3,500 worth of security tokens he purchased in April 2021 directly with INX Limited through an F1 offering , a company that was not affiliated with INX Securities, LLC (at the time called Openfinance Securities, LLC).