Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rebecca Henson (Henson), currently associated with Ausdal Financial Partners, INC., has at least one disclosable event. These events include one customer complaint, alleging that Henson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $30,000.00 on October 24, 2022.
Claimant(s) allege unsuitable and misleading investment recommendations, misrepresented and omitted material facts and risks and failure to conduct reasonable due diligence.