Articles Tagged with Realized Financial

Broker Robert Schmidt in Realized Financial, INC. Firm Has Customer Complaint

September 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Schmidt (Schmidt), currently associated with Realized Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Schmidt recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 13, 2023.

Claimant alleges failure to conduct reasonable due diligence and disclosure on NP Skyloft DST

There are Recent Customer Complaints with Broker David Dahill in Firm Realized Financial, INC.

June 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Dahill (Dahill), currently associated with Realized Financial, INC., has at least one disclosable event. These events include one customer complaint, alleging that Dahill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 04, 2024.

Allegations that due diligence information provided to claimants was false, misleading, and failed to fully and properly information the claimants of the risks involved in investing in skyloft dst, and breach of fiduciary duty by withholding information described in the first allegation.