Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Doran (Doran), currently associated with Reagan Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Doran recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on March 28, 2024.
Negligence in failing to advise them of the proper ownership of assets resulting in inaccurate personal tax filings