Raymond James Financial Services

Broker Jessica Carlsen Buszka in Raymond James Financial Services, INC. Firm Has Customer Complaint

July 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jessica Carlsen Buszka (Carlsen Buszka), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Carlsen Buszka recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $8,648.00 on May 05, 2025.

Client alleged a trade was placed without authorization. Allegation date: 04/07/2025

Broker Robert Cutrupi in Raymond James Financial Services, INC. Firm Has Customer Complaint

July 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Cutrupi (Cutrupi), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Cutrupi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $36,608.15 on May 14, 2025.

Claimant alleges FA did not follow her instructions to invest in investments that were consistent with a conservative risk tolerance.

There are Recent Customer Complaints with Broker H Roggen in Firm Raymond James Financial Services, INC.

July 24, 2025 | by Staff Attorney

Previously financial advisor H Roggen (Roggen), previously employed by brokerage firm Raymond James Financial Services, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a pending customer complaint on May 14, 2025.

Client alleges FA recommended 2 unsuitable private placement investments and improperly enticed him to make those investments. Allegation Activity dates: March 25, 2021 – March 24, 2025.

Broker Charles Camilleri in Raymond James Financial Services, INC. Firm Has Customer Complaint

July 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charles Camilleri (Camilleri), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Camilleri recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $299,720.00 on May 28, 2025.

The client alleged that the advisor transferred funds from her joint account without her consent or knowledge solely to her spouse’s name in April 2024.

There are Recent Customer Complaints with Broker Andrew Rodgers in Firm Raymond James Financial Services, INC.

July 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Rodgers (Rodgers), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Rodgers recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $134,953.00 on July 26, 2023.

Client alleged financial advisor did not exercise fiduciary duty while managing discretionary account.

Broker Phillip Sutton in Raymond James Financial Services, INC. Firm Has Customer Complaint

July 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Phillip Sutton (Sutton), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Sutton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 22, 2023.

Client alleged the advisor placed unauthorized trade in her investment account. Allegation Activity Dates: 11/07/2022 – 05/18/2023.

There are Recent Customer Complaints with Broker Robert Koba in Firm Raymond James Financial Services, INC.

July 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Koba (Koba), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Koba recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $9,484.22 on September 11, 2023.

The client alleged investments were not suitable.

There are Recent Customer Complaints with Broker James Hyre in Firm Raymond James Financial Services, INC.

July 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Hyre (Hyre), previously associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hyre recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 15, 2023.

Client complained that FA sold certain securities in client’s discretionary account without client’s approval.

Broker Charlotte Mcconnell in Raymond James Financial Services, INC. Firm Has Customer Complaint

June 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Charlotte Mcconnell (Mcconnell), currently associated with Raymond James Financial Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mcconnell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $300,000.00 on November 13, 2023.

Claimants allege unsuitable investment recommendations which resulted in losses.

Broker Andrew Lilly in Raymond James Financial Services, INC. Firm Has Customer Complaint

June 12, 2025 | by Staff Attorney

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Andrew Lilly (Lilly), currently associated with Raymond James Financial Services, INC., has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Lilly concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on December 19, 2023.

Claimants allege FA made unsuitable recommendations to purchase and hold a REIT investment and allegedly failed to disclose that the investment paid high commissions and was illiquid.